Rick joined IR+M in October of 2004 and was named Chief Compliance Officer (“CCO”) in 2005. In his role as Chief Compliance Officer, Rick is responsible for overseeing the IR+M Compliance Program, including our Risk and Regulatory Compliance and Investment Compliance teams.
Prior to joining IR+M, Rick was Manager of Fixed Income Compliance at Fidelity Investments.
Rick has a BS in Finance from Syracuse University, an MS in Finance from Boston College, and an MBA from The Carroll School of Management at Boston College.
